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A brief Note on recent Arbitration Amendments


Since the passing of the Arbitration & Conciliation Act of 1996, many difficulties and shortcomings came to be noticed in the said Act; and with a view to overcome those shortcomings and difficulties, and with a view to facilitate quick enforcement of contracts, easy recovery of monetary claims, and award of just compensation for damages suffered, and reduce the pendency of cases in Courts and hasten the process of dispute resolution through Arbitration, and to encourage and strengthen the alternate medium of dispute resolution, and to encourage investment and economic activities, extensive Amendments have been made in the present Arbitration & Conciliation aCT, 1996.

The amended provisions would be applicable to Arbitration proceedings which have commenced, in accordance with the provisions of section 21 of the Act, on or after 23.10.2015, unless the parties otherwise agree to application of amended provisions.

The important Amendments are –

1.      The definition of “Court” contained in Section 2(1)(e) is amended whereby High Courts would have the jurisdiction to entertain Application arising from International Commercial Arbitration, even if the place of Arbitration is outside India.

2.      Section 7 of the Act which provides for written Arbitration Agreement, now states that communication through electronic means would be regarded as “arbitration agreement in writing”.

3.      Section 8 of the Act is amended whereby if an application is made by any party or by any person claiming through or under him, to judicial authority to refer parties to arbitration, the judicial authority is obliged to refer the parties to arbitration, unless the judicial authority prima facie finds that no valid arbitration agreement exists. Section 8 is further amended whereby the party applying for reference to Arbitration is not obliged to produce the original arbitration agreement or duly certified copy of the same if the same is in the possession of the adversary; and the party applying for reference to Arbitration may seek direction from the Court to direct the adversary to produce the original arbitration agreement or duly certified copy of it.

4.      Section 9 of the Act is amended whereby if any Order of Interim measure of protection has been passed by the Court prior to the commencement of the arbitration proceedings, then, the arbitration proceedings must commence within a period of 90 days from the date of such order or at such further time as the court may direct. Section 9 now places the position of Arbitrator on the same pedestal as that of the Court in so far granting Interim measure of protection is concerned. Section 9 says that once the arbitral tribunal has been constituted, court would not entertain any Application for interim measure, unless the court finds that having regard to circumstances, the remedy provided u/s 17 of the Act (Powers of the Arbitral Tribunal to grant Interim Reliefs) may not be efficacious; and accordingly Section 17 is amended whereby it is deemed that Interim Orders passed by the Arbitral tribunal are regarded as Orders of the Court for all purposes and are enforceable in the same manner as if it were an Order of the Court.

5.      Section 11 is substantially amended whereby the authority to appoint Arbitrator is now vested in the Supreme Court, and in the High Courts, instead of respective Chief Justices, as it was before the amendments. Further, in this jurisdiction, the scope of inquiry for the Supreme Court and High Courts is confined to the examination of the existence of an arbitration agreement between the parties therein. Now it is also provided that Application for appointment of Arbitrator must be disposed of as expeditiously as possible and effort should be made by Supreme Court and High Courts  to dispose of the said Application within a period of 60 days from the date of service of notice to the opposite party. It is also provided that no appeal, including Letters Patent Appeal, would lie against the decision of the Supreme Court and High Courts u/s 11.

6.      Section 12 of the Act is amended whereby it is provided that when an Arbitrator is approached for his possible appointment as an Arbitrator, he must disclose in writing (a) the circumstances, if any, which are likely to give rise to justifiable doubts regarding his independence or impartiality; or (b) grounds which may affect his ability to complete the arbitration within 12 months. The amendments have specified an elaborate list of grounds in Fifth Schedule which would guide in determining whether circumstances exist which gives rise to justifiable doubts as to the independence or impartiality of the arbitrator, and if any of these grounds apply, the arbitrator is required to make disclosure in writing, in a format specified in Sixth schedule. Section 12 further provides that a person would be ineligible to be appointed as an Arbitrator if he happens to have relationship with the parties or the Counsel therein or with the subject matter of the dispute and he falling in any of the categories specified in the Seventh Schedule. Parties can however waive such “ineligibility” by express agreement in writing after the disputes have arisen.

7.      Section 17 of the Act is substantially amended whereby it is deemed that Interim Orders passed by the Arbitral tribunal are regarded as Orders of the Court for all purposes and are enforceable in the same manner as if it were an Order of the Court. Further, Section 17 lists the nature of Interim Reliefs which can be granted by the Arbitral Tribunal.

8.      Section 23 of the Act is amended whereby now it is possible for the Respondent adversary to put up a Counter Claim or may plead set off, if the same falls within the scope of Arbitration Agreement.

9.      Section 24 of the Act is amended whereby now it s further provided that the arbitral tribunal shall, as far as possible, hold oral hearings for the presentation of evidence or for oral argument on day-to-day basis, and not grant any adjournments unless sufficient cause is made out, and may impose costs including exemplary costs on the party seeking adjournment without any sufficient cause.

10. Section 25 of the Act is amended whereby now it is provided that in case if there was a default on the part of Respondent to file his statement of defense within the time agreed upon or within the time granted by the Arbitral Tribunal, the Arbitral Tribunal would have the discretion to treat the right of the Respondent to file such statement of defence as being forfeited.

11. Section 28 of the Act is amended whereby now it is further provided that the arbitral tribunal whilst deciding and making an award, must take into consideration the terms of the contract and trade usages applicable to the transaction.

12. Section 29A is added wherein now it is provided that Arbitral tribunal must make an Award within 12 months from the date the arbitral tribunal was duly constituted. However, the parties may by consent extend the aforesaid period by 6 months. And if the award is not made within such period of 18 months, then unless, the court extends the period, prior to or after expiry of the aforesaid period on an application by a party, the mandate of arbitrator would stands terminated. Further, as provided in amended section 24, the arbitral tribunal shall, as far as possible, hold oral hearings for the presentation of evidence or for oral argument on day-to-day basis, and not grant any adjournments unless sufficient cause is made out, and may impose costs including exemplary costs on the party seeking adjournment without any sufficient cause.

13. Section 29B is further added wherein a concept of Fast track procedure is contemplated. It provides that the parties may, prior to or at the time of appointment of the arbitral tribunal, agree to a fast track procedure, preferably a sole arbitrator chosen by the parties therein, who shall decide the dispute on basis of written pleadings, documents and submissions filed by the parties without any oral hearing. However, oral hearing may be held if all parties request or if the Arbitral tribunal considers it necessary. The award should be made in this procedure within a period of 6 months from the date the arbitral tribunal was duly constituted.

14. Section 31 of the Act is amended whereby now it is provided that The amount awarded by the arbitral tribunal would carry higher interest by 2% p.a. more than the current rate of interest, from the date of the award to the date of payment, unless otherwise specified by the arbitral tribunal. The expression “current rate of interest” shall have the same meaning as assigned to it under clause (b) of section 2 of the Interest Act, 1978.

15. Section 31A is inserted wherein comprehensive provisions are made touching upon every attribute of the costs.

16. Section 34 of the Act is amended whereby now it is clarified that an Award would be said to be in conflict with the public policy of India, only if, (i) the making of the award was induced or affected by fraud or corruption or was in violation of section 75 or section 81; or (ii) it is in contravention with the fundamental policy of Indian law; or (iii) it is in conflict with the most basic notions of morality or justice. It is further clarified that, the test as to whether there is a contravention with the fundamental policy of Indian law shall not entail a review on the merits of the dispute. It is further provided that an arbitral award arising out of arbitrations other than international commercial arbitrations, may also be set aside by the Court, if the Court finds that the award is vitiated by patent illegality appearing on the face of the award: Provided that an award shall not be set aside merely on the ground of an erroneous application of the law or by re-appreciation of evidence. It is further provided that an application u/s 34 shall be filed by a party only after issuing a prior notice to the other party and such application shall be accompanied by an affidavit by the Applicant endorsing compliance with the said requirement. It is further provided that Application under this section shall be disposed of expeditiously, and in any event, within a period of one year from the date on which the notice referred to in sub-section (5) is served upon the other party.

17. Section 36 of the Act is amended whereby now it is provided that where an Application u/s 34 is filed challenging the Award, the filing of such an application by itself shall not render that award unenforceable. The party has to make a separate Application in that behalf; and upon filing of such Application, the Court may, subject to such conditions as it may deem fit, grant stay of the operation of such award and for reasons to be recorded in writing.


18. In the backdrop of the provision of new section, that is section 11(14), a Fourth Schedule is inserted which prescribes a Model Fee which may be charged by Arbitral Tribunal, subject to Rules framed by the respective High Courts in that behalf.







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